March 24, 2004

City of Collinsville

123 South Center Street

Collinsville, IL 62234

Pursuant to 5 ILCS 140/ Freedom of Information Act, I am requesting access to and a copy of the following records:

1. A list of all currently licensed and registered businesses identified under the Collinsville City Business License Ordinance which includes at a minimum the business name, mailing address, physical address owner’s name home phone number business license number and issue date and business phone number.

 

2. A list of businesses identified by the city as to not currently be in compliance with the City Business License Ordinance and the basis for non-compliance.

 

3. A list of businesses which have applied for a Collinsville City Business License and were turned down or who have had their licenses suspended or revoked.

 

4. A list of businesses which have applied for the Collinsville City Business License who have had city authorities inspect their place of business in the course of enforcing the ordinance, the date and nature of the inspection, the inspector’s name and their department within the city.

 

5. A list of all individuals, persons, private and public entities, as well as governmental and interdepartmental entities who have requested or received information pertaining to licensed and registered businesses under the City of Collinsville Business License Ordinance.

 

6. A list of any parties identified by the city as to either now be, or have been, in violation of the City of Collinsville Business License Ordinance who had administrative action taken against them including, but not limited to, fines, hearings or incarceration as well as the disposition of the infraction.

 

I agree to pay any reasonable copying and postage fees of not more than $20. If the cost would be greater than this amount, please notify me. Please provide a receipt indicating the charges for each document.

As provided by the open records law, I will expect your response within seven (7) working days.

If you choose to deny this request, please provide a written explanation for the denial including a reference to the specific statutory exemption(s) upon which you rely. Also, please provide all segregable portions of otherwise exempt material.

Please be advised that I am prepared to pursue whatever legal remedy necessary to obtain access to the requested records. I would note that willful violation of the open records law can result in the award of reasonable attorney' fees.

Thank you for your assistance.

Sincerely,



Mark R McCoy
41 Grandview
Collinsville, IL 62234
314-591-1991

 

Addendum to original request:

1.    Pursuant to 5 ILCS 140/1 – 140/11, all “Public records” as defined in 5 ILCS 140/2 (c) pertaining to proposing, discussing, debating or enforcing the City of Collinsville Business License including the statutory authority for the making, enacting and enforcement of the City of Collinsville Business License.

 

 

2.    Pursuant to 5 ILCS 140/4

(a) For the City of Collinsville, A brief description of itself, which will include, but not be limited to, a short summary of its purpose, a block diagram giving its functional subdivisions, the total amount of its operating budget, the number and location of all of its separate offices, the approximate number of full and part‑time employees, and the identification and membership of any board, commission, committee, or council which operates in an advisory capacity relative to the operation of the public body, or which exercises control over its policies or procedures, or to which the public body is required to report and be answerable for its operations; and
    (b) A brief description of the methods whereby the public may request information and public records, a directory designating by titles and addresses those employees to whom requests for public records should be directed, and any fees allowable under Section 6 of this Act.

 

3.    Pursuant to 5 ILCS 140/5
    A reasonably current list of all types or categories of records under the City of Collinsville’s control and a description of the manner in which public records stored by means of electronic data processing may be obtained.

 

 

Request for copies to be provided for free or at a reduced charge

 

Pursuant to 5 ILCS 140/6 (b) I hereby request the public body to fulfill this request for public records, as specified in the above items, at no charge or at a reduced charge.  The intent of procuring this information is to provide and disseminate to the interested public at large at my own time and expense, such information as they may deem applicable to their own circumstances, interests and legal rights.

 

Appeal to Collinsville's denial:

FREEDOM OF INFORMATION APPEAL RE: 0563

April 6, 2004

 

Appellant’s Name:                 Mark McCoy

 

Appellant’s Address:              41 Grandview

                                  Collinsville, IL 62234

 

Appellant’s Telephone Number:         618-345-2981

 

Date of original FOIA request:    March 24, 2003

 

Copy of original FOIA request:    See attached

 

Copy of denial response from FOIA officer: See attached

 

Reason for appeal to be granted:

 

The above referenced request was denied based on (5 ILCS 140/7)(b)(iii), (NOT REFERENCED IN IT’S ENTIRETY), AND (5 ILCS 140/7(b)(v), (NOT REFERENCED IN IT’S ENTIRETY).  The officer’s incomplete excerpts do not represent the letter and context of the law as it applies to my request.

In addressing the officer’s explanations for denial we will look at the subsection in it’s entirety starting with (5 ILCS 140/7)(b)(iii), to wit:

 

(iii) files and personal information maintained with respect to any applicant, registrant or licensee by any public body cooperating with or engaged in professional or occupational registration, licensure or discipline.

 

The request(s) I submitted, numbers 1 though 6 inclusive, deal exclusively with the category of business licensing and not professional or occupational registration or licensing as mentioned in the exemptions.  The “list(s)” I requested do not constitute files, as files are separate items and not defined in (5 ILCS 140/2)(c)”Public Records” which also must pertain to professional or occupational registration and licensing.

 

The statute makes no exemptions for information pertaining to general business licensing unless identified under the occupational or professional penumbra, which the ordinance already provides for since those disciplines and professions are preemptively regulated by the state.

 

Therefore, the denial based on the exemptions specified in (5 ILCS 140/7)(b)(iii) are inappropriately applied, moot and erroneous.

 

Moving on to the second explanation for denial as alluded to in (5 ILCS 140/7(b)(v), to wit:

 

(v) information revealing the identity of persons who file complaints with or provide information to administrative, investigative, law enforcement or penal agencies; provided, however, that identification of witnesses to traffic accidents, traffic accident reports, and rescue reports may be provided by agencies of local government, except in a case for which a criminal investigation is ongoing, without constituting a clearly unwarranted per se invasion of personal privacy under this subsection;

 

None of the information requested in items numbered 1 through 6 ask for information germane to the above exclusion.  I am befuddled as to how such an extrapolation can be arrived at given the specificity of my request(s).  The only information I requested NOT directly attributable to the licensee itself is detailed in item number 4 whereby I request the name of the inspector, and item number 5 whereby I request individuals, persons and entities who have requested information pertaining to licensees.  Neither of those two items meet the test of exclusion under the rule prohibiting identification of “…who file complaints with or provide information to administrative, investigative, law enforcement or penal agencies”.

 

Therefore, the denial based on the exemptions specified in (5 ILCS 140/7(b)(v) are inappropriately applied, moot and erroneous.

 

To further clarify, I believe my request is lawful and appropriate, being duly supported by the following provisions of the statutes (BOLD EMPHASIS ADDED):

(5 ILCS 140/2)

(c) "Public records" means all records, reports, forms, writings, letters, memoranda, books, papers, maps, photographs, microfilms, cards, tapes, recordings, electronic data processing records, recorded information and all other documentary materials, regardless of physical form or characteristics, having been prepared, or having been or being used, received, possessed or under the control of any public body. "Public records" includes, but is expressly not limited to: (i) administrative manuals, procedural rules, and instructions to staff, unless exempted by Section 7(p) of this Act; (ii) final opinions and orders made in the adjudication of cases, except an educational institution's adjudication of student or employee grievance or disciplinary cases; (iii) substantive rules; (iv) statements and interpretations of policy which have been adopted by a public body; (v) final planning policies, recommendations, and decisions; (vi) factual reports, inspection reports, and studies whether prepared by or for the public body; (vii) all information in any account, voucher, or contract dealing with the receipt or expenditure of public or other funds of public bodies; (viii) the names, salaries, titles, and dates of employment of all employees and officers of public bodies; (ix) materials containing opinions concerning the rights of the state, the public, a subdivision of state or a local government, or of any private persons; (x) the name of every official and the final records of voting in all proceedings of public bodies; (xi) applications for any contract, permit, grant, or agreement except as exempted from disclosure by subsection (g) of Section 7 of this Act; (xii) each report, document, study, or publication prepared by independent consultants or other independent contractors for the public body; (xiii) all other information required by law to be made available for public inspection or copying; (xiv) information relating to any grant or contract made by or between a public body and another public body or private organization; (xv) waiver documents filed with the State Superintendent of Education or the president of the University of Illinois under Section 30‑12.5 of the School Code, concerning nominees for General Assembly scholarships under Sections 30‑9, 30‑10, and 30‑11 of the School Code; (xvi) complaints, results of complaints, and Department of Children and Family Services staff findings of licensing violations at day care facilities, provided that personal and identifying information is not released; and (xvii) records, reports, forms, writings, letters, memoranda, books, papers, and other documentary information, regardless of physical form or characteristics, having been prepared, or having been or being used, received, possessed, or under the control of the Illinois Sports Facilities Authority dealing with the receipt or expenditure of public funds or other funds of the Authority in connection with the reconstruction, renovation, remodeling, extension, or improvement of all or substantially all of an existing "facility" as that term is defined in the Illinois Sports Facilities Authority Act.

I also defer to (5 ILCS 140/8) which states:

If any public record that is exempt from disclosure under Section 7 of this Act contains any material which is not exempt, the public body shall delete the information which is exempt and make the remaining information available for inspection and copying.

 

I will ask that the municipality consider (5 ILCS 140/8) when considering denying any of the requested information and if so then redact excluded information and provide the applicable materials.

 

Therefore, in summation, I can find no legislative authority to support the officer’s assertions in (5 ILCS 140/7)(b)(iii),and (5 ILCS 140/7(b)(v) as they may pertain to my original request for items 1 through 6, inclusive, dated March 24, 2004.  Should any 1 item be found to be excluded by law, the remaining items should stand on their own merit and be considered separately and responded to accordingly per this appeal.  I feel that the arguments for defining the requested information per (5 ILCS 140/2)(c) are accurate and speak to the intent of the statutes in providing for an open and Constitutional form of government.